The Most Politically Significant Assassination of the Samurai Revolution

This year is the 200th anniversary of the birth of Ii Naosuke, who as the shogun’s regent was the most powerful man in Japan. It is also the 155th anniversary of his assassination. He was cut down in broad daylight at Sakurada Gate, a main entrance to the shogun’s castle on an unseasonably snowy morning in spring 1860. It was the most brazen offense ever committed against the Tokugawa Shogunate and the most politically significant assassination of an era plagued with assassination and bloodshed. The shogunate collapsed around eight years after the so-called Incident Outside Sakurada Gate.

This image of Ii Naosuke is from “The 200th Year Celebration of the Birth of Lord Ii Naosuke.”

This image of Ii Naosuke is from “The 200th Year Celebration of the Birth of Lord Ii Naosuke.”

“I cannot help but wonder who, if anyone, at the time realized the severe mental agony the regent was going through,” recalled Katsu Kaishu regarding Ii Naosuke’s mental state during the series of events surrounding the shogun’s successor and Japan’s first foreign trade treaties that resulted in Naosuke’s assassination. Kaishu was “the shogun’s last samurai” of my recent book Samurai Revolution, in which I have written about those events in detail.

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For more on Ii Naosuke and Katsu Kaishu, see Samurai Revolution, a comprehensive history of the fall of the Tokugawa Shogunate.

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A Fortuneteller’s Prophesy About Katsu Kaishu

Kaishu

Katsu Kaishu is the “shogun’s last samurai” of my Samurai Revolution. His given name was Rintaro. Kaishu is a pseudonym, consisting of the Chinese characters for “ocean” and “boat.” It was given him by his teacher Sakuma Shozan, a celebrated military scientist and designer of big guns. In giving his student his own pseudonym, perhaps Sakuma foresaw in him an element of greatness, correctly anticipating that Katsu would play a leading role in developing a modern Japanese navy.Katsu Kaishu’s biographer Katsube Mitake reports a much earlier prophesy by a fortuneteller in Edo regarding a young Katsu Rintaro. “This is a handsome child, with girlish features,” the fortuneteller supposedly told the boy’s father, Katsu Kokichi. “But he has . . . flashing eyes—and there is something extraordinary about him. When he grows up, if he is evil he will cause chaos throughout the land. If he is good he will save the world from chaos.” (This is reported in Vol. 1 of Katsube’s 2-volume biography published by PHP in 1992.)

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Samurai Revolution is the only biography of Katsu Kaishu in English.

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Samurai Entourage in San Francisco, 1860

In early 1860 the Tokugawa Bakufu (i.e., the Japanese government) dispatched a delegation of seventy-seven samurai to Washington to ratify a trade treaty with the United States concluded in Japan in the summer of 1858. The Japanese delegation sailed aboard an American naval ship, the Powhatan, while the Bakufu sent the warship Kanrin Maru to San Francisco, as an auxiliary vessel to the delegation. The Kanrin arrived in San Francisco on March 17, as the first Japanese vessel to reach the United States. The captain, Katsu Kaishu, is the “shogun’s last samurai” in my book Samurai Revolution. I gave a whole chapter to the stay of the Japanese in San Francisco, which was closely covered by the local press. Upon landing at Vallejo Street Wharf, the press reported, the officers of the Kanrin, including its captain, took carriages to the International Hotel. The following is from Samurai Revolution (pp. 119, without footnotes):

International Hotel, from "The Annals of San Francisco," by Frank Soule, et al, originally published in 1854

International Hotel, from “The Annals of San Francisco,” by Frank Soule, et al, originally published in 1854

The International Hotel stood on the corner of Jackson and Kearney Streets in the center of the city. When the samurai alighted in front of the lobby, their strange appearance attracted crowds of spectators, who must have watched their every move. “One wore a light blue gown and trowsers the colors of the sky at sunset, spangled, starred and barred with gold and crimson,” reported the Daily Evening Bulletin on March 20. Each man displayed on his jacket his family crest in white “circular, oval or square patches,” which were “of an import quite unknown to us.” And each wore his long and short swords in the polished scabbards at his left hip, “almost horizontally.” One of them “carried a fan [in his right hand], in his left a walking cane. . . . Almost every man wore sandals generally of grass.” [end excerpt]

As the local people admired the grand spectacle of the samurai entourage, the samurai entourage admired the International Hotel, the likes of which they had never before seen. It was “a beautiful redbrick building four stories high,” Kaishu noted in his journal. Passing through the lobby, they ascended the staircase to a spacious parlor, furnished with “a huge glass mirror, chairs and a harp. The floor was covered by a thick woolen carpet of a floral pattern.” They must have been mesmerized by the sumptuous and spacious parlor illuminated by an enormous gaslight chandelier. Picture them traversing the luxurious carpet to seat themselves awkwardly upon the couches and chairs upholstered with fine woven fabric, and sipping French champagne, as their hosts spoke to them in a language they could not understand. And what would they have thought of the likely spectacle of mustachioed and bearded men sporting Victorian frockcoats, ruffled shirts, neckties, top hats and long black boots, and smoking fat cigars, as they promenaded hand in hand with hoop-skirted ladies? Certainly the samurai would have found it odd that American gentlemen were unarmed and tipped their hats in an uncomely gesture as they passed by.

To be sure, both the Americans and the Japanese experienced culture shock. Kaishu, for example, noted his astonishment that “a man accompanied by his wife [in town] will always hold her hand as he walks. Or he will let his wife walk before him, remaining behind her.” (I wish I could have seen him watching this.)

Nonetheless, unlike most of their countrymen, the ship’s captain, along with the official interpreter, Nakahama Manjiro (aka John Manjiro), who had been educated in the United States, had previous experience with foreign cultures. Years later Kaishu commented that during his training at the Bakufu’s naval academy in Nagasaki in the late 1850s, “I met everyone who came [there] from foreign countries”—including ship captains “with whom I spoke candidly about anything and everything.” That Kaishū had (at Nagasaki and through his extensive reading of foreign books) familiarized himself with Western dress and furnishings, and even cigars and champagne (though he rarely drank alcohol), while certain others at the naval academy had not, denotes the flexibility of his very open mind. That he did not blindly follow standards of dress but rather wore his thick black hair tied in a loose topknot, so that, as the Bulletin reported on March 23, “he looked as if he knew nothing of pomatum and gloried in its frizzled, shaggy look,” reveals his outsider’s nature. That he seemed, in the Bulletin’s words, to be “acquainted with the [English] language, and to appearances every inch a gentleman,” bespeaks his self-possession, because Captain Katsu, like the rest of his company except Manjiro, did not understand English.

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Read more about the San Francisco experience of Katsu Kaishu in Samurai Revolution, the only biography of the man in English.

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A Few Words on the Samurai of Satsuma

“We are both warlike and wise, and it is our sense of order that makes us so. We are warlike, because self-control contains honour as a chief constituent, and honour bravery… Nor ought we to believe that there is much difference between man and man, but to think that the superiority lies with him who is reared in the severest school.” (Archidamus, king of Sparta, in advising his people not to rush to war against Athens, before the outbreak of the Peloponnesian War – as quoted by Thucydides, trans. Richard Crawley.)

The samurai of Satsuma, who embraced “bravery and strength as the ultimate virtues,” were probably every bit as warlike as the warriors of ancient Sparta, and severity was certainly a hallmark of their character. The young men of Satsuma played a deadly game wherein a group of them would gather at a martial arts training hall, sit around a wide circle, fasten a rope to a loaded musket, hang the musket from the wooden rafters above (face-level at the center of the circle), light the matchlock and spin the gun so that it would alternately point in the direction of each of them – as they calmly waited for it to fire. Their purpose, of course, was to train their minds for combat, steeling their nerves in the face of imminent death.

So why were the samurai of Satsuma so particularly warlike? The characteristics and history of the Satsuma clan, focusing on the last years of the samurai era (1853-1877), are analyzed in Samurai Revolution.

Quintessential samurai Saigo Takamori, the military and moral leader of the samurai of Satsuma during this most turbulent period in their history, is used in “Samurai Revolution,” courtesy of Japan’s National Diet Library.

Quintessential samurai Saigo Takamori, the military and moral leader of the samurai of Satsuma during this most turbulent period in their history, is used in Samurai Revolution, courtesy of Japan’s National Diet Library.

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Katsu Kaishu’s “praiseworthy anecdote” during the ceremony of the surrender of Edo Castle

Kaishu old man

While preparing my presentations of Samurai Revolution at Kinokuniya Bookstore in Seattle (July 18), the public library in Leavenworth, Washington (July 24), and Kinokuniya Bookstore in San Francisco (August 1), I remembered one of my favorite comments from Katsu Kaishu in his old age. The setting was the formal surrender of Edo Castle to the new Imperial government in the Fourth Month of Keio 4 (1868), four months after the abolition of the Tokugawa Bakufu by the new Imperial government – i.e., The Restoration of Imperial Rule of Old. The ceremony took place in the interior of the citadel, attended by samurai of various feudal domains including Satsuma and Choshu. As I wrote in Samurai Revolution (excluding footnotes):

Kaishū did not attend the ceremony in which the castle was officially surrendered. Rather, he went to navy headquarters on the bay, where he had some of his men climb to the rooftop to watch and listen for gunshots coming from the direction of the castle. If anything happened, he wrote, he was prepared to report to the Imperial Army and accept the responsibility by taking his own life. “Fortunately, nothing happened”—the ceremony was concluded without incident.

But there was a “praiseworthy anecdote” which Kaishū heard from [his friend] Ōkubo Ichiō. Saigō, it seems, remained typically placid throughout the ceremony:

“…[w]hat was truly amazing was that when the formalities began for surrendering the castle, Saigō dozed off. Then when the ceremony was finished and the other representatives were leaving, he just sat there calmly. Ichiō, who was near him, couldn’t stand it. “Saigō-san, Saigō-san,” he said, waking him up, “the ceremony is over and everyone’s leaving.” At which Saigō, a bit startled, rubbed his sleepy face then calmly left. Ichiō was struck with admiration. What an audacious fellow! Exhausted after dozens of days, he took the opportunity to doze off while the castle was being surrendered—truly unbelievable!”

“And so,” Kaishū concluded the above account, told in January 1896, “that’s why he’s at the top of the list of the great men of the Restoration.” (p. 500)

[The photo of Katsu Kaishu was taken in the garden at his Hikawa estate during the final years of his life.]

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Samurai Revolution is the only biography of Katsu Kaishu in English.

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